Signal processing for 5G : algorithms and implementations /
edited by Fa-Long Luo, Charlie Zhang.
- 1 PDF (616 pages).
- Wiley - IEEE .
- Wiley - IEEE .
Includes bibliographical references and index.
Preface xvii -- List of Contributors xxv -- Part I MODULATION, CODING AND WAVEFORM FOR 5G -- 1 An Introduction to Modulations and Waveforms for 5G Networks 3 /Stefano Buzzi, Alessandro Ugolini, Alessio Zappone and Giulio Colavolpe -- 1.1 Motivation and Background 3 -- 1.2 New Modulation Formats: FBMC, GFDM, BFDM, UFMC and TFP 7 -- 1.3 Waveform Choice 19 -- 1.4 Discussion and Concluding Remarks 20 -- References 22 -- 2 Faster-than-Nyquist Signaling for 5G Communication 24 /John B. Anderson -- 2.1 Introduction to FTN Signaling 25 -- 2.2 Time FTN: Receivers and Performance 32 -- 2.3 Frequency FTN Signaling 41 -- 2.4 Summary of the Chapter 45 -- References 46 -- 3 From OFDM to FBMC: Principles and Comparisons 47 /Wei Jiang and Thomas Kaiser -- 3.1 Introduction 47 -- 3.2 The Filter Bank 49 -- 3.3 Polyphase Implementation 53 -- 3.4 OFDM 55 -- 3.5 FBMC 61 -- 3.6 Comparison of FBMC and Filtered OFDM 62 -- 3.7 Conclusion 65 -- References 66 -- 4 Filter Bank Multicarrier for Massive MIMO 67 /Arman Farhang, Nicola Marchetti and Behrouz Farhang-Boroujeny -- 4.1 System Model and FBMC Formulation in Massive MIMO 69 -- 4.2 Self-equalization Property of FBMC in Massive MIMO 74 -- 4.3 Comparison with OFDM 80 -- 4.4 Blind Equalization and Pilot Decontamination 82 -- 4.5 Conclusion 87 -- References 88 -- 5 Bandwidth-compressed Multicarrier Communication: SEFDM 90 /Izzat Darwazeh, Tongyang Xu and Ryan C Grammenos -- 5.1 Introduction 91 -- 5.2 SEFDM Fundamentals 93 -- 5.3 Block-SEFDM 97 -- 5.4 Turbo-SEFDM 102 -- 5.5 Practical Considerations and Experimental Demonstration 106 -- 5.6 Summary 112 -- References 112 -- 6 Non-orthogonal Multi-User Superposition and Shared Access 115 /Yifei Yuan -- 6.1 Introduction 115 -- 6.2 Basic Principles and Features of Non-orthogonal Multi-user Access 116 -- 6.3 Downlink Non-orthogonal Multi-user Transmission 121 -- 6.4 Uplink Non-orthogonal Multi-user Access 129 -- 6.5 Summary and Future Work 140 -- References 142 -- 7 Non-Orthogonal Multiple Access (NOMA): Concept and Design 143 /Anass Benjebbour, Keisuke Saito, Anxin Li, Yoshihisa Kishiyama and Takehiro Nakamura. 7.1 Introduction 143 -- 7.2 Concept 145 -- 7.3 Benefits and Motivations 148 -- 7.4 Interface Design 150 -- 7.5 MIMO Support 153 -- 7.6 Performance Evaluations 157 -- 7.7 Conclusion 166 -- References 167 -- 8 Major 5G Waveform Candidates: Overview and Comparison 169 /Hao Lin and Pierre Siohan -- 8.1 Why We Need New Waveforms 170 -- 8.2 Major Multicarrier Modulation Candidates 171 -- 8.3 High-level Comparison 178 -- 8.4 Conclusion 184 -- List of acronyms 185 -- References 186 -- Part II NEW SPATIAL SIGNAL PROCESSING FOR 5G -- 9 Massive MIMO for 5G: Theory, Implementation and Prototyping 191 /Ove Edfors, Liang Liu, Fredrik Tufvesson, Nikhil Kundargi and Karl Nieman -- 9.1 Introduction 192 -- 9.2 Massive MIMO Theory 194 -- 9.3 Massive MIMO Channels 199 -- 9.4 Massive MIMO Implementation 204 -- 9.5 Testbed Design 214 -- 9.6 Synchronization 224 -- 9.7 Future Challenges and Conclusion 227 -- Acknowledgments 228 -- References 228 -- 10 Millimeter-Wave MIMO Transceivers: Theory, Design and Implementation 231 /Akbar M. Sayeed and John H. Brady -- 10.1 Introduction 232 -- 10.2 Overview of Millimeter-Wave MIMO Transceiver Architectures 235 -- 10.3 Point-to-Point Single-User Systems 237 -- 10.4 Point-to-Multipoint Multiuser Systems 243 -- 10.5 Extensions 249 -- 10.6 Conclusion 250 -- References 251 -- 11 3D Propagation Channels: Modeling and Measurements 254 /Andreas F. Molisch -- 11.1 Introduction and Motivation 255 -- 11.2 Measurement Techniques 257 -- 11.3 Propagation Effects 260 -- 11.4 Measurement Results 263 -- 11.5 Channel Models 266 -- 11.6 Summary and Open Issues 268 -- Acknowledgements 269 -- Disclaimer 269 -- References 269 -- 12 3D-MIMO with Massive Antennas: Theory, Implementation and Testing 273 /Guangyi Liu, Xueying Hou, Fei Wang, Jing Jin and Hui Tong -- 12.1 Introduction 274 -- 12.2 Application Scenarios of 3D-MIMO with Massive Antennas 276 -- 12.3 Exploiting 3D-MIMO Gain Based on Techniques in Current Standards 277 -- 12.4 Evaluation by System-level Simulations 283. 12.5 Field Trials of 3D-MIMO with Massive Antennas 288 -- 12.6 Achieving 3D-MIMO with Massive Antennas from Theory to Practice 292 -- 12.7 Conclusions 294 -- References 295 -- 13 Orbital Angular Momentum-based Wireless Communications: Designs and Implementations 296 /Alan. E. Willner, Yan Yan, Yongxiong Ren, Nisar Ahmed and Guodong Xie -- 13.1 EM Waves Carrying OAM 297 -- 13.2 Application of OAM to RF Communications 298 -- 13.3 OAM Beam Generation, Multiplexing and Detection 300 -- 13.4 Wireless Communications Using OAM Multiplexing 303 -- 13.5 Summary and Perspective 315 -- References 316 -- Part III NEW SPECTRUM OPPORTUNITIES FOR 5G -- 14 MillimeterWaves for 5G: From Theory To Practice 321 /Malik Gul, Eckhard Ohlmer, Ahsan Aziz, Wes McCoy and Yong Rao -- 14.1 Introduction 321 -- 14.2 Building a mmWave PoC System 322 -- 14.3 Desirable Features of a mmWave Prototyping System 323 -- 14.4 Case Study: a mmWave Cellular PoC 326 -- 14.5 Conclusion 352 -- References 353 -- 15 *5G Millimeter-wave Communication Channel and Technology Overview 354 /Qian (Clara) Li, Hyejung Jung, Pingping Zong and Geng Wu -- 15.1 Introduction 354 -- 15.2 Millimeter-wave Channel Characteristics 355 -- 15.3 Requirements for a 5G mmWave Channel Model 357 -- 15.4 Millimeter-wave Channel Model for 5G 358 -- 15.5 Signal Processing for mmWave Band 5G RAT 365 -- 15.6 Summary 370 -- References 371 -- 16 General Principles and Basic Algorithms for Full-duplex Transmission 372 /Thomas Kaiser and Nidal Zarifeh -- 16.1 Introduction 373 -- 16.2 Self-interference: Basic Analyses and Models 374 -- 16.3 SIC Techniques and Algorithms 376 -- 16.4 Hardware Impairments and Implementation Challenges 386 -- 16.5 Looking Toward Full-duplex MIMO Systems 393 -- 16.6 Conclusion and Outlook 396 -- References 397 -- 17 Design and Implementation of Full-duplex Transceivers 402 /Katsuyuki Haneda, Mikko Valkama, Taneli Riihonen, Emilio Antonio-Rodriguez and Dani Korpi -- 17.1 Research Challenges 405 -- 17.2 Antenna Designs 409. 17.3 RF Self-interference Cancellation Methods 411 -- 17.4 Digital Self-interference Cancellation Algorithms 413 -- 17.5 Demonstration 423 -- 17.6 Summary 426 -- Acknowledgements 426 -- References 426 -- Part IV NEW SYSTEM-LEVEL ENABLING TECHNOLOGIES FOR 5G -- 18 Cloud Radio Access Networks: Uplink Channel Estimation and Downlink Precoding 431 /Osvaldo Simeone, Jinkyu Kang, Joonkhyuk Kang and Shlomo Shamai (Shitz) -- 18.1 Introduction 432 -- 18.2 Technology Background 432 -- 18.3 Uplink: Where to Perform Channel Estimation? 434 -- 18.4 Downlink: Where to Perform Channel Encoding and Precoding? 441 -- 18.5 Concluding Remarks 453 -- References 454 -- 19 Energy-efficient Resource Allocation in 5G with Application to D2D 456 /Alessio Zappone, Francesco Di Stasio, Stefano Buzzi and Eduard Jorswieck -- 19.1 Introduction 457 -- 19.2 Signal Model 459 -- 19.3 Resource Allocation 461 -- 19.4 Fractional Programming 462 -- 19.5 Algorithms 466 -- 19.6 Sequential Fractional Programming 469 -- 19.7 System Optimization 471 -- 19.8 Numerical Results 476 -- 19.9 Conclusion 480 -- References 481 -- 20 Ultra Dense Networks: General Introduction and Design Overview 483 /Jianchi Zhu, Xiaoming She and Peng Chen -- 20.1 Introduction 484 -- 20.2 Interference Management 487 -- 20.3 Mobility Management 495 -- 20.4 Architecture and Backhaul 499 -- 20.5 Other Issues in UDNs for 5G 503 -- 20.6 Conclusions 505 -- Acknowledgements 506 -- References 506 -- 21 Radio-resource Management and Optimization in 5G Networks 509 /Antonis Gotsis, Athanasios Panagopoulos, Stelios Stefanatos and Angeliki Alexiou -- 21.1 Introduction 510 -- 21.2 Background 511 -- 21.3 Optimal Strategies for Single-antenna Coordinated Ultradense Networks 514 -- 21.4 Optimal Strategies for Multi-antenna Coordinated and Cooperative Ultradense Networks 525 -- 21.5 Summary and Future Research Directions 533 -- Acknowledgments 534 -- References 534 -- Part V REFERENCE DESIGN AND 5G STANDARD DEVELOPMENT -- 22 Full-duplex Radios in 5G: Fundamentals, Design and Prototyping 539 /Jaeweon Kim, Min Soo Sim, MinKeun Chung, Dong Ku Kim and Chan-Byoung Chae. 22.1 Introduction 540 -- 22.2 Self-interference 541 -- 22.3 Analog Self-interference Cancellation 542 -- 22.4 Digital Self-interference Cancellation 547 -- 22.5 Prototyping Full-duplex Radios 550 -- 22.6 Overall Performance Evaluation 558 -- 22.7 Conclusion 559 -- References 559 -- 23 5G Standard Development: Technology and Roadmap 561 /Juho Lee and Yongjun Kwak -- 23.1 Introduction 561 -- 23.2 Standards Roadmap from 4G to 5G 562 -- 23.3 Preparation of 5G Cellular Communication Standards 570 -- 23.4 Concluding Remarks 575 -- References 575 -- Index 577.
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Fa-Long Luo, Ph.D., IEEE Fellow Charlie Zhang, Ph.D., IEEE Fellow A comprehensive and invaluable guide to 5G technology, implementation and practice in one single volume. For all things 5G, this book is a must-read. Signal processing techniques have played the most important role in wireless communications since the second generation of cellular systems. It is anticipated that new techniques employed in 5G wireless networks will not only improve peak service rates significantly, but also enhance capacity, coverage, reliability , low-latency, efficiency, flexibility, compatibility and convergence to meet the increasing demands imposed by applications such as big data, cloud service, machine-to-machine (M2M) and mission-critical communications. This book is a comprehensive and detailed guide to all signal processing techniques employed in 5G wireless networks. Uniquely organized into four categories, New Modulation and Coding, New Spatial Processing, New Spectrum Opportunities and New System-level Enabling Technologies, it covers everything from network architecture, physical-layer (down-link and up-link), protocols and air interface, to cell acquisition, scheduling and rate adaption, access procedures and relaying to spectrum allocations. All technology aspects and major roadmaps of global 5G standard development and deployments are included in the book. Key Features: . Offers step-by-step guidance on bringing 5G technology into practice, by applying algorithms and design methodology to real-time circuit implementation, taking into account rapidly growing applications that have multi-standards and multi-systems. . Addresses spatial signal processing for 5G, in particular massive multiple-input multiple-output (massive-MIMO), FD-MIMO and 3D-MIMO along with orbital angular momentum multiplexing, 3D beamforming and diversity.. Provides detailed algorithms and implementations, and compares all multicarrier modulation and multiple access schemes that offer superior data transmission performance including FBMC, GFDM, F-OFDM, UFMC, SEFDM, FTN, MUSA, SCMA and NOMA.. Demonstrates the translation of signal processing theories into practical solutions for new spectrum opportunities in terms of millimeter wave, full-duplex transmission and license assisted access. . Presents well-designed implementation examples, from individual function block to system level for effective and accurate learning. . Covers signal processing aspects of emerging system and network architectures, including ultra-dense networks (UDN), software-defined networks (SDN), device-to-device (D2D) communications and cloud radio access network (C-RAN).
Mode of access: World Wide Web
9781119116493
Signal processing--Digital techniques--Mathematics. Mobile communication systems--Standards. Wireless communication systems--Standards. Computer algorithms.